Dan Tobin

Chief Compliance Officer

(402) 334-6270

 

Dan Tobin_new200

As Chief Compliance Officer, Dan brings over 16 years of experience in financial services primarily in operations and supervision roles. Dan started his financial services career in 1999 with Ameritrade. Dan’s passion for operations and risk management are due to his desire to strive for perfection in which mitigating risk plays a big role. While perfection may not be attainable, it is a goal that we strive to achieve every day to provide the best experience for our internal and external stakeholders.

Dan was born and raised in Omaha, graduated from Creighton Prep and received his Bachelor of Arts from Augustana College in Sioux Falls, SD with a major in Mathematics. During his free time, Dan enjoys playing ice hockey if he is not coaching his son’s sports.

Dan and his family are happy to be back in Omaha after a few years living in Des Moines, Iowa. Dan has been married to his wife, Kim, since June 2003 and they both enjoy spending time with their son Caleb. Caleb is active in sports and his favorite sports are basketball and baseball.


Getting to Know Dan

Favorite food: BBQ

Favorite quote: “Enjoy the little things for one day you may look back and realize they were the big things.”

If Dan could meet anyone, past or present, it would be: His first ancestors to arrive in the United States

Favorite movie: Seabiscuit

Favorite holiday: 4th of July

Place Dan would most like to visit: Rome